MiFID Information


On 3 January 2018, MiFID II, the Markets in Financial Instruments Directive of the European Union, and numerous related legal acts entered into force. MiFID II is a continuation of the MiFID directive, which took effect in 2007.

It contains additional requirements for the providers of investment services. On this page you will find some of our major MiFID II policies relating to best execution of customer orders, protection of customer assets, as well as information about investment instruments and risk awareness.   

In relation to MiFID II reporting obligations, we would also like to inform you that WOOD has been allocated a LEI (Legal Entity Identifier): 549300UYJKOXE3HB8L79.

 

ENGLISH VERSION

DATE OF PUBLICATION
02.08.2011
Measures to prevent conflict of interests

(PDF, 74 KB)
DATE OF PUBLICATION
26.03.2015
INFORMATION ON WOOD COMPANY FINANCIAL SERVICES A S SPÓLKA AKCYJNA ODDZIAL W POLSCE

(PDF, 63 KB)
DATE OF PUBLICATION
14.11.2017
Information about Investment Instruments and Risk Awareness

(PDF, 309 KB)
DATE OF PUBLICATION
30.04.2018
RTS 28 (Best Execution) Report

(XLSX, 17 KB)
DATE OF PUBLICATION
30.06.2018
RTS 27 Execution Quality Report 2018/Q1

(XLSX, 72 KB)
DATE OF PUBLICATION
30.09.2018
RTS 27 Execution Quality Report 2018/Q2

(XLSX, 86 KB)
DATE OF PUBLICATION
31.12.2018
RTS 27 Execution Quality Report 2018/Q3

(XLSX, 98 KB)
DATE OF PUBLICATION
23.07.2018
Best Execution Policy 2018

(PDF, 274 KB)

CZECH VERSION

DATE OF PUBLICATION
14.04.2009
Informace o obchodech uzavřených mimo regulovaný trh nebo MOS
DATE OF PUBLICATION
31.01.2018
Informace pro zákazníky o investičních nástrojích a rizicích (1)

(PDF, 372 KB)
DATE OF PUBLICATION
30.04.2018
Informační povinnost dle RTS 28 (Best Execution Report)

(XLSX, 18 KB)
DATE OF PUBLICATION
03.08.2018
Souhrnný dopad nákladů na návratnost investice

(PDF, 96 KB)
DATE OF PUBLICATION
21.08.2018
Opatření k zamezení střetu zájmů a manipulace s trhem

(PDF, 191 KB)
DATE OF PUBLICATION
21.08.2018
Reklamační řád

(PDF, 268 KB)
DATE OF PUBLICATION
21.08.2018
Kategorizace zákazníků

(PDF, 285 KB)
DATE OF PUBLICATION
21.08.2018
Informace o garančním fondu obchodníků s cennými papíry

(PDF, 237 KB)
DATE OF PUBLICATION
31.08.2018
Strategie provádění pokynů zákazníků 2018

(PDF, 318 KB)

POLISH VERSION

DATE OF PUBLICATION
26.03.2015
SRODKI ZAPOBIEGANIA KONFLIKTOM INTERESÓW

(PDF, 84 KB)
DATE OF PUBLICATION
26.03.2015
PROCEDURA SKLADANIA REKLAMACJI

(PDF, 112 KB)
DATE OF PUBLICATION
16.11.2017
Informacje dla klientów firmy WOOD & Company Financial Services

(PDF, 287 KB)
DATE OF PUBLICATION
26.03.2015
INFORMACJE DOTYCZACE WOOD & COMPANY FINANCIAL SERVICES A S SPÓLKA AKCYJNA ODDZIAL W POLSCE

(PDF, 60 KB)
DATE OF PUBLICATION
07.09.2018
Polityka wykonywania zleceń

(PDF, 329 KB)

ARCHIVE

DATE OF PUBLICATION
17.02.2009
Strategie provádění pokynů za nejlepších podmínek / Best execution policy

(ZIP, 59 KB)
DATE OF PUBLICATION
09.12.2015
Polityka wykonywania zleceń

(PDF, 140 KB)

WOOD & Co is the sole member firm of Oaklins (www.oaklins.com) for the Czech Republic and Slovakia. Oaklins is one of the largest and most experienced global mid-market M&A and corporate finance advisory firms, with a strong industry focus across 15 sectors and 60 offices in all the main financial centers of the world. With more than 700 professionals globally, Oaklins member firms have closed over 1,500 transactions in the past five years, of which ca. 50% were cross-border.

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