MiFID Information

On 3 January 2018, MiFID II, the Markets in Financial Instruments Directive of the European Union, and numerous related legal acts entered into force. MiFID II is a continuation of the MiFID directive, which took effect in 2007.

It contains additional requirements for the providers of investment services. On this page you will find some of our major MiFID II policies relating to best execution of customer orders, protection of customer assets, as well as information about investment instruments and risk awareness.   

In relation to MiFID II reporting obligations, we would also like to inform you that WOOD has been allocated a LEI (Legal Entity Identifier): 549300UYJKOXE3HB8L79.

 

ENGLISH VERSION

DATE OF PUBLICATION
08.03.2019
Information about Investment Services and Investment Instruments and Related Risks

(PDF, 235 KB)
DATE OF PUBLICATION
25.02.2019
Claims Policy

(PDF, 305 KB)
DATE OF PUBLICATION
25.02.2019
Information about the Securities Broker´s Guarantee Fund

(PDF, 274 KB)
DATE OF PUBLICATION
25.02.2019
Measures to Prevent Conflict of Interest and Market Manipulation

(PDF, 111 KB)
DATE OF PUBLICATION
25.02.2019
Categorization of Clients

(PDF, 283 KB)
DATE OF PUBLICATION
28.01.2019
Client Order Execution Policy

(PDF, 204 KB)
DATE OF PUBLICATION
19.02.2020
Information about Total Effect of Fees and Other Costs on the Investment

(PDF, 169 KB)
DATE OF PUBLICATION
22.07.2021
RTS 27 Execution Quality Report 2021/Q2

(XLSX, 131 KB)
DATE OF PUBLICATION
28.04.2021
RTS 27 Execution Quality Report 2021/Q1

(XLSX, 129 KB)
DATE OF PUBLICATION
01.02.2021
RTS 27 Execution Quality Report 2020/Q4

(XLSX, 128 KB)
DATE OF PUBLICATION
01.01.2021
RTS 27 Execution Quality Report 2020/Q3

(XLSX, 125 KB)
DATE OF PUBLICATION
30.09.2020
RTS 27 Execution Quality Report 2020/Q2

(XLSX, 120 KB)
DATE OF PUBLICATION
30.04.2020
RTS 27 Execution Quality Report 2020/Q1

(XLSX, 126 KB)
DATE OF PUBLICATION
31.03.2020
RTS 27 Execution Quality Report 2019/Q4

(XLSX, 122 KB)
DATE OF PUBLICATION
31.10.2019
RTS 27 Execution Quality Report 2019/Q3

(XLSX, 123 KB)
DATE OF PUBLICATION
30.09.2019
RTS 27 Execution Quality Report 2019/Q2

(XLSX, 128 KB)
DATE OF PUBLICATION
30.06.2019
RTS 27 Execution Quality Report 2019/Q1

(XLSX, 127 KB)
DATE OF PUBLICATION
29.03.2019
RTS 27 Execution Quality Report 2018/Q4

(XLSX, 130 KB)
DATE OF PUBLICATION
31.12.2018
RTS 27 Execution Quality Report 2018/Q3

(XLSX, 128 KB)
DATE OF PUBLICATION
30.09.2018
RTS 27 Execution Quality Report 2018/Q2

(XLSX, 124 KB)
DATE OF PUBLICATION
30.06.2018
RTS 27 Execution Quality Report 2018/Q1

(XLSX, 119 KB)
DATE OF PUBLICATION
29.04.2021
RTS 28 (Best Execution) Report 2020 - retail clients

(XLSX, 267 KB)
DATE OF PUBLICATION
29.04.2021
RTS 28 (Best Execution) Report 2020 - professional clients

(XLSX, 271 KB)
DATE OF PUBLICATION
29.04.2021
RTS 28 (Best Execution) Report 2020 - Malta

(XLSX, 201 KB)
DATE OF PUBLICATION
05.06.2020
RTS 28 (Best Execution) Report 2019 - retail clients

(XLSX, 255 KB)
DATE OF PUBLICATION
05.06.2020
RTS 28 (Best Execution) Report 2019 - professional clients

(XLSX, 259 KB)
DATE OF PUBLICATION
30.04.2019
RTS 28 (Best Execution) Report 2018

(XLSX, 19 KB)
DATE OF PUBLICATION
30.04.2018
RTS 28 (Best Execution) Report 2017

(XLSX, 17 KB)

CZECH VERSION

DATE OF PUBLICATION
08.04.2021
Opatření k zamezení střetu zájmů a manipulace s trhem

(PDF, 123 KB)
DATE OF PUBLICATION
25.02.2019
Informace pro zákazníky o investičních nástrojích a rizicích

(PDF, 326 KB)
DATE OF PUBLICATION
28.01.2019
Strategie provádění pokynů zákazníků

(PDF, 247 KB)
DATE OF PUBLICATION
21.01.2020
Souhrnný dopad nákladů na návratnost investice

(PDF, 135 KB)
DATE OF PUBLICATION
21.08.2018
Reklamační řád

(PDF, 268 KB)
DATE OF PUBLICATION
21.08.2018
Kategorizace zákazníků

(PDF, 285 KB)
DATE OF PUBLICATION
21.08.2018
Informace o garančním fondu obchodníků s cennými papíry

(PDF, 237 KB)
DATE OF PUBLICATION
30.04.2018
Informační povinnost dle RTS 28 (Best Execution Report)

(XLSX, 18 KB)
DATE OF PUBLICATION
14.04.2009
Informace o obchodech uzavřených mimo regulovaný trh nebo MOS

POLISH VERSION

DATE OF PUBLICATION
05.08.2019
Informacja o usługach, instrumentach finansowych i ryzykach

(PDF, 523 KB)
DATE OF PUBLICATION
30.07.2019
Informacja o Funduszu Gwarancyjnym

(PDF, 269 KB)
DATE OF PUBLICATION
30.07.2019
Środki zapobiegania konfliktom interesów i manipulacjom rynkowym

(PDF, 129 KB)
DATE OF PUBLICATION
23.06.2020
Informacja o wplywie oplat i kosztow na inwestycje

(PDF, 176 KB)
DATE OF PUBLICATION
01.02.2019
Polityka wykonywania zleceń

(PDF, 239 KB)
DATE OF PUBLICATION
26.07.2019
Klasyfikacja klientow

(PDF, 292 KB)
DATE OF PUBLICATION
26.07.2019
Procedura rozpatrywania reklamacii

(PDF, 318 KB)
DATE OF PUBLICATION
06.08.2019
INFORMACJE DOTYCZĄCE WOOD & COMPANY FINANCIAL SERVICES A.S. SPÓŁKA AKCYJNA ODDZIAŁ W POLSCE

(PDF, 119 KB)
DATE OF PUBLICATION
06.08.2019
INFORMATION ON WOOD & COMPANY FINANCIAL SERVICES A.S. SPÓŁKA AKCYJNA ODDZIAŁ W POLSCE

(PDF, 127 KB)

ARCHIVE

DATE OF PUBLICATION
17.02.2009
Strategie provádění pokynů za nejlepších podmínek / Best execution policy

(ZIP, 59 KB)
DATE OF PUBLICATION
09.12.2015
Polityka wykonywania zleceń

(PDF, 140 KB)
DATE OF PUBLICATION
01.08.2018
POLITYKA WYKONYWANIA ZLECEŃ_2018

(PDF, 329 KB)
DATE OF PUBLICATION
01.01.0001
Informacja o wplywie oplat i kosztow na inwestycje

(PDF, 146 KB)

WOOD & Co is the member firm of Oaklins (www.oaklins.com) in the Czech Republic and Slovakia. Oaklins is the world’s most experienced mid-market M&A advisor, with over 850 professionals globally and dedicated industry teams in more than 45 countries. We have closed 1,700 transactions in the past five years.

WOOD & Company Financial Services, a.s. is regulated by Czech National Bank located at Na Prikope 28, 115 03, Prague 1, Czech Republic.

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